Control Tester - Regulatory Compliance at Employezz - Toronto, Ontario Control Tester - Regulatory Compliance - Employezz

Control Tester - Regulatory Compliance

Employezz

Location: Toronto, Ontario, Canada

Category: Compliance/Control Testing

Salary: 0 - 0 CAD / yearly

Full-time


Job Description

Seeking a Control Tester to ensure regulatory compliance and manage non-financial risks within a reputable financial institution.

Responsibilities

Deliver on components of the 1LOD testing plans in accordance with the Enterprise Compliance Program and Regulatory Compliance Non-Financial Risk Framework.

Execute the 1LOD testing program and document results and outcomes as required.

Design and implement specific monitoring and testing procedures for each applicable area of review.

Qualifications

7+ years of experience in compliance, control testing, or audit role.

Knowledge of IIROC rules and regulations.

Excellent data analysis and communication skills.

Perks & Benefits

Competitive salary and benefits package.

Opportunity to work at a leading financial institution.

Why Join Us?

Join a dynamic team dedicated to ensuring regulatory compliance and managing non-financial risks.