Location: Toronto, Ontario, Canada
Category: Compliance
Salary: 65,000 - 85,000 CAD / yearly
Full-time
Deliver on components of the 1LOD testing plans in accordance with the Enterprise Compliance Program and Regulatory Compliance Non-Financial Risk Framework. Execute the 1LOD testing program and document results and outcomes as required.
1. Understand the Enterprise Compliance Program and Regulatory Compliance Non-Financial Risk methodology.
2. Design and implement specific monitoring and testing procedures for each applicable area of review.
3. Communicate identified issues to internal stakeholders and provide recommendations to mitigate risk.
1. 7+ years of experience in compliance, control testing, or audit role.
2. Knowledge of IIROC rules and OSC rules.
3. Excellent data analysis, organizational, and communication skills.